This post is part of our live coverage of FinovateFall 2013.
Leading off our final session of Day One here at FinovateFall 2013 is Lumesis
“A comprehensive information delivery and compliance solution serving Financial Advisor Networks. DIVER Advisor is designed to protect the firm via a robust compliance infrastructure.
Financial advisors gain insights to activity around client positions through real-time dashboards and easily access internal credit research. A simple to generate CUSIP-driven reporting module addresses adherence to regulatory requirements.”
Product Launch: April 2013
Metrics: 20 employees, 70 institutional clients & 17,000+ users. Funding to date is $5.23M
Product distribution strategy: Direct to Business (B2B), through financial institutions, other fintech companies, trading platforms, portfolio management platforms, & licensed to firms.
HQ: Stamford, Connecticut
Founded: July 2010
Presenting Gregg Bienstock (CEO & Co-Founder) and Timothy Stevens (COO, President & Co-Founder)
The full demo video will be available at Finovate.com in mid-September.