This post is part of our live coverage of FinovateSpring 2015.
Finaeos debuted its compliance automation:
Finaeos Automates the Back-Office and Capital Raise Compliance.
• Private placement memorandums (full version control for legal and disclosure updates)
• Automated/fillable forms and workbooks
• Subscription documents and, when required, promissory note in debt offerings
• KYC “Know Your Customer”
• KYP “Know your Product” (tests for agents)
• AML “Anti Money Laundering” with specific considerations to BSA and the U.S. Patriot Act
• Digital signatures upon EDGAR termination with heightened consideration of website filing and modernization
• Mobile access with consideration of OCIE Cyber Security Initiative April 15, 2014: National Exam Program
Presenter: Tim Vasko, CEO and founder
Metrics: 42 employees between Canada, our self-owned India Corporation, and the United States; self-funded
HQ: Victoria, British Columbia, Canada
Founded: January 2015