FinovateFall 2017 / North Capital Investment Technology

Presenter Profile:

How they describe themselves: North Capital Investment Technology (NCIT) is disrupting private securities markets by providing software as a service (SAAS) solutions to enable the offering, clearing, and custody of non-public securities. Through its TransactCloud platform and its wholly-owned, registered broker-dealer, NCIT provides the technical infrastructure and facilitates regulatory compliance for registered broker-dealers, funding platforms, and issuers to transact private and other exempt securities.

How they describe their product/innovation: TransactCloud streamlines the offering, transaction, settlement, and post-transaction processing of exempt securities offerings in a secure, compliant environment. Our standards-based API toolkit can be quickly and easily integrated with proprietary platforms, saving development time and money. Issuers and financial intermediaries benefit from TAPI’s straight through processing of private placement transactions, which enables higher transaction volumes, expands access to new investors, and reduces processing times.

Product distribution strategy: Direct to Business (B2B), through financial institutions, through other fintech companies and platforms, licensed


Bus. Dev.: Sara Borazan, Director-Principal,, Jim Dowd, CEO,
Press: Stephanie Holt, CFO,, Jim Dowd, CEO,
Sales: Sara Borazan, Director-Principal,

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